About Greystone Group
Our Background and Why it Matters
We are pleased to announce that we are launching our premium securities compliance services in mid-September 2025.
About Us
We are premium securities regulatory compliance consultants helping our domestic and international financial partners navigate the complicated landscape of the United States financial markets.
Unparalleled Integrated Experience
Many organizations claim they bring unparalleled experience to the table. At Greystone Group, this claim isn't just hype.
Distinct Blend
We bring over three decades of integrated experience across Australian law enforcement, strategic government legal services, and U.S. securities industry oversight to the table.
This distinct blend uniquely shapes our approach to financial industry strategic advice for our domestic and international partners.
Financial Regulator Insider and More
We have deep experience in regulatory oversight at the Financial Industry Regulatory (FINRA) working with institutions from boutique domestic broker dealers up to international capital markets organizations.
Comprehensive professional credentials provided upon request.
What Our Partners Can Expect From Us
"Our focus is working with boutique to mid-sized domestic and international financial institutions and law firms to help them achieve their objectives. We want our partners to thrive and succeed in an exceedingly complicated regulatory landscape."
- President, Greystone Group
We guide our domestic and international partners through the complexities of the United States financial markets. The landscape we just described is particularly challenging for boutique and mid-level financial institutions that do not have the resources that the large players have.
Our international partners seeking access to the largest market in the world may be unfamiliar with its machinations and therefore may be reluctant to try.
It is unlikely that our unique integrated experience can be replicated by our peers. We are able to look beyond the rule book and offer pragmatic solutions honed from our decades of diverse experience instead of just quoting the applicable rule to you.
We can partner with you to fill that gap when you need us, or on an ongoing basis. Whatever your needs, we are here for you.
Our Unique Perspective
How We Set Ourselves Apart
"We have the integrated experience to guide you through the intricacies of the world's largest financial market."
- President, Greystone Group
Our Distinct Expertise:
We bring a unique and unrivaled blend of regulatory insight, legal and law enforcement experience.
FINRA Insider Perspective:
Our experience includes over a decade of comprehensive regulatory oversight operations as a FINRA insider analyzing regulatory compliance of entities ranging from boutique domestic broker-dealers to prominent international capital markets organizations.
Foreign Law Enforcement Acumen:
We also have over 15 years of foreign law enforcement experience including conducting criminal investigations and prosecutions for criminal matters up to serious felonies.
High-Level Legal Counsel:
Additionally, we have served as in-house counsel for a major Australian law enforcement agency for more than half a decade. Here, we provided high-level legal advice on organizational risk strategies for executive-level, and Ministerial-level stakeholders.
This distinct blend shapes our approach to strategic financial industry advice for the domestic and international institutions we work with.
Understanding the Landscape:
We know how financial regulatory organizations, law enforcement agencies, and government policymakers work. We know how they think. We understand their strengths, and we know their weaknesses.
This deep institutional knowledge translates into practical, effective guidance for our clients.
Important Note:
While we offer strategic compliance guidance, Greystone Group does not provide legal advice. If we believe you require legal counsel, we can help you identify suitable attorneys to work alongside our team.
Discover how we can guide you to confident success in the US securities markets.
