About Greystone Risk Advisory
Our Background and Why it Matters
"At Greystone, we like speaking plainly and thinking creatively. This helps us to cut through the noise to get our partners to their destination."
- President, Greystone Risk Advisory
About Us
We are premium advisors helping domestic and international financial institutions navigate the complicated landscape of the United States financial markets regulatory environment and beyond regulatory compliance.
Talk to us to see how we can help you achieve your goals.
Unparalleled Integrated Experience
Some organizations claim they bring unparalleled experience to the table. At Greystone Risk Advisory, this claim isn't just hype.
Distinct Blend
We bring over three decades of integrated experience across Australian law enforcement, strategic government legal services, and U.S. securities industry oversight to the table.
This distinct blend uniquely shapes our approach to financial industry strategic advice for our domestic and international partners due to our proven international professional perspectives.
Financial Regulator Insider and More
We have deep experience in regulatory oversight at the Financial Industry Regulatory Authority (FINRA) working with institutions from boutique domestic broker dealers up to international capital markets organizations.
What Our Partners Can Expect From Us
"Boutique and mid-sized institutions typically lack resources to remain fully compliant and unable to meet other internal challenges impacting their growth. This could mean stagnation for our partners who are potentially unable to identify and correct internal conditions adversely impacting the organization."
- President, Greystone Risk Advisory
Our focus is working with boutique to mid-sized domestic and international financial institutions and law firms. We guide our partners through the complexities of the U.S. financial markets, helping them to thrive in a landscape that is particularly challenging for smaller players.
For international financial institutions seeking access to the largest financial market in the world, we understand that unfamiliarity with its machinations can cause hesitation to try.
Our unique integrated experience allows us to look beyond the rule book and we offer pragmatic solutions honed from decades of complementary diverse experience.
We can fill that gap when you are short on resources or work with you on an ongoing basis in providing you the support you need.
Our Unique Perspective
How We Set Ourselves Apart
"Managing risks isn't a theoretical exercise for us. We know how the game works."
- President, Greystone Risk Advisory
FINRA Insider Perspective:
Our experience includes over a decade of comprehensive regulatory oversight operations as a FINRA insider analyzing regulatory compliance of entities ranging from boutique domestic broker-dealers, to prominent international capital markets institutions.
Foreign Law Enforcement Acumen:
We also have over 15 years of foreign law enforcement experience including conducting investigations and prosecutions for criminal matters up to serious felonies.
High-Level Legal Counsel:
Additionally, we have served as in-house counsel for a major Australian law enforcement agency for more than half a decade. Here, we provided high-level legal advice on organizational risk strategies for executive-level, and Ministerial-level stakeholders.
This distinct blend shapes our approach to strategic financial industry advice for the domestic and international institutions we work with.
Understanding the Landscape:
We know how financial regulatory organizations, law enforcement agencies, and government policymakers work. We know how they think. We understand their strengths, and we know their weaknesses.
This deep institutional knowledge translates into practical, effective guidance for our clients.
Important Note:
While we offer strategic advice, Greystone Risk Advisory LLC does not provide legal advice at this time.
If we believe you require legal counsel, we can help you identify suitable attorneys to work alongside our team.
Discover how we can guide you to confident success for your organization.
