Enterprise Risk
What We Bring to the Table
"We have deep regulatory, law enforcement and strategic legal experience at the highest level. This unparalleled combination gives us a unique perspective to work with our partners for developing tailored strategies in a complex business landscape to achieve the best outcome."
Gary Fischer - President, Greystone Risk Advisory
Expert and Personalized Guidance
We keep on banging on the same drum that United States securities laws are among the most complex in the world. But with the complexity is the potential for substantial rewards.
Some Areas We Focus On
Our guidance for financial institutions and legal entities includes, but is not limited to:
- Representing you in regulatory compliance oversight from the SEC, FINRA, etc.
- White collar crime mitigation
- Engaging with regulators and law enforcement on your behalf
- Helping you comply with the myriad of rules impacting securities markets
- Strengthening your controls over your business to ensure regulatory compliance
- Helping you develop, maintain, and improve your established procedures and strengthen internal controls
- Regular compulsory annual compliance requirements
- Developing and presenting education and training seminars for both domestic and international partners
- Provision of independent expert evidence and opinions for our domestic and international partners
- On-going consultation services for boutique and mid-level domestic and international law firms.
Get in touch with us to see how we can work with you to achieve your business objectives.
