What We Bring to the Table
"We are deliberately selective with our client base so we can provide individually tailored strategies in a complex landscape to achieve the best outcome."
- President, Greystone Group.
Expert and Personalized Guidance
We keep on banging on the same drum that United States securities laws are among the most complex in the world. But with the complexity is the potential for substantial reward if the rules are complied with.
We can guide you with the following areas to help you achieve your objectives. Get in touch with us to see how we can partner with you to achieve your business objectives.
Some Areas We Focus On
Our guidance for financial institutions and legal entities includes, but is not limited to:
- Representing you in regulatory compliance oversight from the SEC, FINRA, etc.
- Engaging with regulators on your behalf
- Helping you comply with the myriad of rules impacting securities markets
- Strengthening your controls over your business to ensure regulatory compliance
- Helping you develop, maintain, and improve your written supervisory procedures
- Assisting with regular compulsory annual compliance requirements
- Developing and presenting education and training seminars for both domestic and international partners
- Provision of expert evidence in litigation, arbitration, etc.
- Consultation services for boutique and mid-level domestic and international law firms.
Get in touch with us to find out what we can do for you.
